Note: The job is a remote job and is open to candidates in USA. Phaxis is seeking a Compliance Testing Consultant to execute risk-based compliance testing across various regulations. The role involves performing testing of policies and procedures, collaborating with stakeholders, and preparing documentation for audits and compliance monitoring.
Responsibilities
- Execute risk-based compliance testing across BSA/AML and consumer protection regulations, including MLA, TILA, UDAAP, ECOA, and SCRA, ensuring adherence to regulatory requirements
- Perform end-to-end testing of policies, procedures, controls, and business processes, documenting findings and recommending corrective actions
- Partner with Compliance, Risk, and business stakeholders to support issue remediation, validate corrective actions, and strengthen the overall control environment
- Prepare detailed testing workpapers, reports, and executive summaries to support internal audits, regulatory examinations, and ongoing compliance monitoring
Skills
- Execute risk-based compliance testing across BSA/AML and consumer protection regulations, including MLA, TILA, UDAAP, ECOA, and SCRA, ensuring adherence to regulatory requirements
- Perform end-to-end testing of policies, procedures, controls, and business processes, documenting findings and recommending corrective actions
- Partner with Compliance, Risk, and business stakeholders to support issue remediation, validate corrective actions, and strengthen the overall control environment
- Prepare detailed testing workpapers, reports, and executive summaries to support internal audits, regulatory examinations, and ongoing compliance monitoring
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